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1. Defining a Standard of Excellence for Investment Fiduciaries

Have you ever wandered what it means to be a fiduciary? This one hourpresentation will explain the duties and responsibilities of investmentfiduciaries and how they can protect themselves from liability. This presentation is designed for anyone who knows they are a fiduciary,thinks they may be a fiduciary or anyone who wants a basic understandingof what it means to work with or be an investment fiduciary.

2. Investment Advisors: Meeting Your Fiduciary Responsibility

This module is specifically designed for investment advisors and registered representatives that offer investment advice to individuals, foundations, endowments, and company sponsored qualified retirement plans. With Congress poised to enact legislation requiring all advice givers to adhere to some fiduciary standard of care for their clients, it is important for reps and advisors to have a solid understanding of what it means to be a fiduciary. This module will help clarify what constitutes fiduciary status for advisors and representatives and what steps should be taken to protect them once fiduciary status has been established.

3. 401(k) Investment Committee Best Practices

Under Construction – Release date 1/20/10

4. Investment Fiduciaries: Working with Alternative Investments

Under Construction – Release date 2/1/10

5. Investment Fiduciaries: Designing an Effective Investment Policy Statement

Under Construction

6. The Pension Protection Act’s Investment Adviser: Working with Retirement Plan Participants

Under Construction

7. Plan Fiduciaries: Complying with 404(c)

Under Construction

8. Fiduciary Issues from a Compliance Perspective

Under Construction

9. Investment Fiduciaries: Understanding Plan Fees and Expenses

Under Construction

10. Plan Fiduciaries: Managing Your Fiduciary Responsibilities

Under Construction

11. Current Trends in Fiduciary Governance – Legislation, Regulations and Investigations

Under Construction

12. Retirement Plan Fiduciaries: Surviving a DOL audit or participant lawsuit

Under Construction

13. Retirement Plan Fiduciaries: Mitigating Liability

Under Construction

14. Retirement Plan Fiduciaries: QDIA, Safe Harbors, Auto-Enroll and other pitfalls

Under Construction

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